Securities Law

SEC Charges Weiss Asset Management with Short Selling Violations

June 14, 2022

The Securities and Exchange Commission today announced that investment advisory firm Weiss Asset Management LP has agreed to pay approximately $6.9 million to settle charges that it violated the federal securities laws when it unlawfully purchased stock… Full report at: Read More

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Mark Korb

June 14, 2022

SEC Charges Tar Sands Mining Company and Former Executives with Fraud Read the full report at Read More

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