SEC Adopts Rules to Improve Clearing Agency Governance and Mitigate Conflicts of Interest

SEC Adopts Rules to Improve Clearing Agency Governance and Mitigate Conflicts of Interest

Nov 16, 2023

The Securities and Exchange Commission has adopted new rules to improve the governance of all registered clearing agencies by reducing the likelihood that conflicts of interest may influence their boards of directors or equivalent governing bodies.

“I…

Full report at: Read More