![SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule](https://www.lawfirmchronicle.com/wp-content/uploads/2023/09/SEC-C-zrtw8a.jpeg)
SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule
Sep 29, 2023
The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser D. E. Shaw & Co., L.P. for raising impediments to whistleblowing by requiring employees to sign agreements prohibiting the…
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