![SEC Charges Four Underwriters in First Actions Enforcing Municipal Bond Disclosure Law SEC Charges Four Underwriters in First Actions Enforcing Municipal Bond Disclosure Law](https://www.lawfirmchronicle.com/wp-content/uploads/2022/09/SEC-C-P9A8bd.jpeg)
SEC Charges Four Underwriters in First Actions Enforcing Municipal Bond Disclosure Law
Sep 13, 2022
The Securities and Exchange Commission today filed a litigated action against Oppenheimer & Co. Inc. and separately announced settlements with BNY Mellon Capital Markets LLC, TD Securities (USA) LLC, and Jefferies LLC, charging each of the four firms…
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