![SEC Charges Firm and Five Brokers with Violations of Reg BI SEC Charges Firm and Five Brokers with Violations of Reg BI](https://www.lawfirmchronicle.com/wp-content/uploads/2022/06/SEC-C-A5BnrI.jpeg)
SEC Charges Firm and Five Brokers with Violations of Reg BI
Jun 16, 2022
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan –…
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