Mitchell C. Littman of Littman Krooks Joins Panel on Advertising Under a New Regulator Umbrella at Crowdfinance Conference 2013
Dec 15, 2013
New York, NY (Law Firm Newswire) December 11, 2013 – Mitchell C. Littman, Esq., founding partner of Littman Krooks LLP, and the head of its Corporate & Securities department, is participating in a panel discussion at the Thomson Reuters Conference Center at The Crowd Finance Conference 2013 on December 17, 2013.
Mr. Littman’s panel is a part of the Crowdnetic Crowdfinance Conference 2013 and will address “Advertising Under a New Regulator Umbrella” at 2:25 PM.
Mr. Littman’s panel will focus on deal marketing under the new regulatory umbrella, Rule 506c offerings, and new issuer requirements including the degree to which issuers and bankers must attempt to ensure investors are accredited. The panel will also discuss how marketing a Rule 506c offering differs from a JOBS Act Title III offering and how these new rules will ultimately apply to secondary transactions.
Mr. Littman’s practice includes public and private offerings, broker-dealer and investment banking matters, secondary market transactions, venture and private equity capital investments and mergers and acquisitions. Under his leadership, the firm’s corporate and securities department has consistently held a national ranking in The PIPEs Report of top U.S. PIPE Market Placement Agent Counsel. Recent transactions by the firm, including public and private offerings, mergers and acquisitions, secondary market purchases and corporate transactions in hospitality, advertising, marketing and sports areas may be found by visiting: www.littmankrooks.com/corporate-representative-transactions/
Registration information, as well accommodations and a detailed outline of keynote speakers, interactive panel discussions and more may be found at their official website, www.crowdfinance2013.com
About Littman Krooks
Since its inception in October 1990, Littman Krooks LLP has focused on counseling public and private companies, broker-dealers, investment banking firms and individual entrepreneurs. The firm’s practice includes public and private offerings, broker-dealer and investment banking matters, secondary market transactions, venture and private equity capital investments and mergers and acquisitions. The firm has represented issuers, underwriters and placement agents in hundreds of private and public securities offerings, including reverse mergers, PIPEs, IPOs, SPACs and private investment funds.
Littman Krooks LLP offers legal services in several areas of law, including Corporate and Securities law, Special Needs Planning, Special Education Advocacy, Elder Law, and Estate Planning and Administration.
To learn more, visit http://www.littmankrooks.com/corporate-and-securities/
New York City Office
655 Third Avenue, 20th Floor
New York, New York 10017
(212) 490-2020 Phone
399 Knollwood Road
White Plains, New York 10603
(914) 684-2100 Phone
300 Westage Business Center Drive, Suite 400
Fishkill, NY 12524
(845) 896-1106 Phone
- FINRA Warns of Brokerage Firm Imposters
An investor alert was issued by the Financial Industry Regulatory Authority warning of calls from scammers falsely claiming to represent a well-known brokerage firm. In this scam, the imposters are claiming to be offering certificates of deposit with high yields, but the goal of the cold call is to get the potential victim to reveal […]
- The SEC’s Proposed Crowdfunding Rules
On October 23, 2013, the Securities and Exchange Commission (the “SEC”) proposed rules under the Jumpstart Our Business Startups Act (the “JOBS Act”) to permit companies to offer and sell securities through crowdfunding.1 Historically, because offers and sales of securities to the public generally require compliance with the registration requirements of the Securities Act of […]
- The SEC Approves Final Rules Regarding General Solicitation and General Advertising in Rule 506(c) Offerings
Pursuant to Section 201(a) of the Jumpstart Our Business Startups Act (the “JOBS Act”), on July 10, 2013, the Securities and Exchange Commission (the “SEC”) approved final rules to eliminate the prohibition on general solicitation and general advertising* in securities offerings conducted pursuant to Rule 506 of Regulation D and Rule 144A under the Securities […]
- Noncompete Agreements May Be Enforceable Even Against Employees Terminated Without Cause
A recent court case throws into question the per se rule that covenants not to compete are unenforceable in New York when an employee is terminated without cause. A number of decisions by the New York State Court of Appeals and the United States Court of Appeals for the Second Circuit had established a per […]
- Consideration in Option Contracts Addressed by Court of Appeals
The New York State Court of Appeals decided two cases recently regarding consideration in option contracts. The two cases, which involved many of the same parties, hinged on the granting of an option in exchange for consideration. In both cases, the court reiterated principles of contract law. The court ruled that when the cases involve […]